This course examines in depth the regulatory system for securities. This course looks at the different structures and the international coordination to securities and market regulation The following topics will also be studied: the definition of securities and prescribed interests; offerings of securities including prospectuses and liability for misstatements and omissions; market manipulation and insider trading; the regulation of stock exchanges; the licensing of security dealers and investment advisers; and the legal relationship between brokers and their clients, etc. The course will also deal with derivative products and regulatory issues.
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Campus
Montréal
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Sessions
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Credits
2
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Period
Day course
Overview of schedules
For the most recent information on the schedule for this course, visit the Centre étudiant. If you are having trouble navigating in the Centre étudiant, contact our team at 514-343-7212, Monday through Friday, from 8:30 a.m. to 12:00 p.m. and from 1:15 p.m. to 4:30 p.m.